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Regulatory information

Compliance and regulation

Our compliance framework is a central part of our proposition. It shapes our relationships with clients and with the authorities alike.

ContentsLegal noticeComplaintsPersonal dataRisk warningExecution and conflicts of interestSustainability information

Legal notice

P. CALDRAY MARKETS — — 1801 North Broadway, Unit 502 Denver, CO 80202, United States

Contact: contact@pcmcp.com.

This website is an institutional website. Its purpose is to present our firm, our businesses and our vision. It constitutes neither an offer of services, nor a solicitation, nor investment advice.

Complaints

Any complaint may be sent to contact@pcmcp.com. We acknowledge receipt of every complaint and undertake to respond within ten business days.

If the response does not satisfy you, you may request a review by our compliance officer.

Personal data

We collect only the data necessary to handle your request and to maintain the contractual relationship. This data is neither sold nor transferred for commercial purposes.

In accordance with applicable regulations, you have the right to access, rectify and delete your data. Any request may be sent to contact@pcmcp.com.

Risk warning

Investments carry risks, including the risk of capital loss. Past performance is not indicative of future results.

The value of investments may fall as well as rise, and investors may not recover the amount originally invested. No performance guarantee is given.

Execution and conflicts of interest

We apply an execution policy designed to obtain the best possible result for our clients, taking into account price, cost, speed and likelihood of execution.

We receive no retrocessions from third parties and distribute no products. Potential conflicts of interest are identified and managed on a documented basis.

Sustainability information

We progressively integrate environmental, social and governance criteria into our investment analysis, without departing from our requirement for risk-adjusted return.

We consider these criteria relevant to long-term risk assessment, without treating them as a substitute for fundamental analysis.

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P. CALDRAY MARKETS

1801 North Broadway, Unit 502 Denver, CO 80202, United States

contact@pcmcp.com

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